CNCA-00C-003:2013 Selection and Determination of Classified Management and Certification Mode for Manufacturers English
0. Introduction
In accordance with the requirements of "Management Rule on Compulsory Certification", the certification body shall "perform classified management and effective follow-up inspection for the certified products and their manufacturers, control and verify that the certified products are consistent with the type test samples and the manufacturers' quality assurance capacity is maintained to conform to the certification requirements". To avoid large deviations in classified management and certification mode selection of manufacturers when compulsory certification is implemented by different certification bodies, the Rule is formulated to specify relevant requirements and ensure that the certification bodies, while preparing certification implementation rules and performing compulsory certification and post-certification supervision, can accurately seize the basic work principles and requirements of classified management, certification mode selection and determination of manufacturers.
1. Scope
The Rule specifies the following two contents:
(a) Basic requirements for certification body to establish the classified management mechanism of manufacturers;
(b) General requirements of the certification mode, i.e. based on the basic certification mode, used by certification body and for specific implementation of selection and determination for the products from manufacturers.
2. Terms and Definitions
2.1 Classified Management of Manufacturers
The "classified management of manufacturers" termed in the Rule refers to the differentiated management implemented on the products produced by different types of manufacturers, which produce the same type of products and are classified by certification body through comprehensive assessment based on their quality-related information, i.e. quality assurance capacity, integrity and legal compliance, and product quality, and with respect to certification mode selection, unit division principle and post-certification supervision, which is to realize control of certification risk, quality and efficiency improvement of certification activities, and ensure the certified product is maintained to conform to the certification requirements.
2.2 Basic Certification Mode
Basic certification mode refers to the combination of basic elements for product certification which is determined by the manufacturer under the premise of integrity and self-discipline, effective management and stable production, for the purpose of ensured continuous conformity of products to compulsory certification standards, and on the basis of the inherent safety risk characteristics of products and production process universally adopted by enterprises.
The basic certification mode is specified in the implementation rule on compulsory certification of specific product. The products from the enterprises meeting such conditions as standard management, integrity and legal compliance and stable product quality shall be subjected to certification based on the basic certification mode, as appropriate to the classified management of manufacturers performed by certification body.
Contents
0. Introduction
1. Scope
2. Terms and Definitions
2.1 Classified Management of Manufacturers
2.2 Basic Certification Mode
2.3 Certification Mode
3. Classified Management of Manufacturers
3.1 Basic Principle
3.2 Quality Information Involved in Manufacturer Classification
3.3 Collection, Analysis & Assessment, and Maintenance of Classified Management Information of Manufacturers
3.4 Determination and Adjustment of Manufacturer’s Classified Management Level
3.5 Application of Classified Management Result of Manufacturers
3.6 Dissemination and Transmission of Classified Management Information of Manufacturers
3.7 Supervision of Classified Management Information of Manufacturers
4. Selection and Determination of Certification Mode
4.1 Certification Elements and Application
4.2 Determination of Basic Certification Mode
4.3 Certification Mode, and Classified Management of Manufacturers
4.4 Risk Control-based Selection and Determination of Certification Mode
Appendix Reference Example of 4-level Classified Management of Manufacturers
