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Codeofchina.com is in charge of this English translation. In case of any doubt about the English translation, the Chinese original shall be considered authoritative. Since 2004, according to the relevant requirements of the Special Equipment Safety Supervision Bureau (hereinafter referred to as "SESSB") of the General Administration of Quality Supervision, Inspection and Quarantine of the People's Republic of China (hereinafter referred to as "AQSIQ"), the Technical Regulation Department of China Special Equipment Inspection and Research Institute (hereinafter referred to as "CSEI") has organized the experts concerned to draft the regulation for type test of lifts and the guidelines relevant to type test of complete machine, components and safety guards of lifts. Up to 2011, the draft of regulation for type test of lifts and those of relevant guidelines have been formed basically. In June 2011, according to the new requirements such as adjusting the work ideas of safety supervision and combining the regulation and guidelines, SESSB of AQSIQ issued the assignment of drafting Regulation for Type Test of Lifts to CSEI. Upon receipt of the assignment, CSEI organized the experts concerned to form a drafting team and also convened the first working conference in Shanghai. Afterwards, the drafting team convened the working conference for many times and formed the exposure draft in September 2014. In October 2014, AQSIQ solicited opinions from the grassroots level, the departments, units and experts concerned and the citizens in the form of Document ZHIJIANTEHAN [2014] No.32. Based on the opinions solicited, the drafting team modified the exposure draft and formed the draft for examination. In November 2014, the draft for examination was submitted to the AQSIQ Special Equipment Safety Technical Committee for deliberation. According to the deliberations and the typical accident cases, the drafting team convened thematic conference for many times, modified the draft for examination, and formed the draft for approval in November 2015. On June 6, 2016, AQSIQ approved and issued this regulation. This regulation explicitly specifies the general principles, procedures and requirements of lift type test and the contents, methods, requirements, etc. of type test for the complete machine, components and safety guards of lifts, and provides basis for standardizing the type test work of lifts and improving the quality of type test work. Contents 1 General Provisions 1 2 Procedures and Requirements 1 3 Supplementary Provisions 7 Annex A Product Catalogue for Type Test of Lifts 9 Annex B Parameter List of Extraordinary Lifts 10 Annex C Application Form for Type Test of Lifts 11 Annex D Sampling Requirements for Type Test of Lift Safety Guards and Main Components 12 Annex E Opinions on Type Test of Lifts 14 Annex F Type Test Report for Special Equipment (Lifts) 15 Annex G Type Test Certificate for Special Equipment (Lifts) 20 Annex H Requirements for Type Test of Passenger Lifts and Goods Lifts 23 Annex J Requirements for Type Test of Escalator and Moving Walk 66 Annex K Requirements for Type Test of Service Lift 89 Annex L Requirements for Type Test of Overspeed Governor 106 Annex M Requirements for Type Test of Safety Gear 116 Annex N Requirements for Type Test of Buffer 127 Annex P Requirements for Type Test of Door Locking Device 138 Annex Q Requirements for Type Test of Uncontrolled Ascending Car Protection Device (Speed Brake) 146 Annex R Requirements for Type Test of Safety Circuit with Electronic Element, and Programmable Electronic-safety-related System 157 Annex S Requirements for Type Test of Overspeed Valve 179 Annex T Requirements for Type Test of Unintended Car Movement Protection Device 183 Annex U Requirements for Type Test of Rope Fastening 198 Annex V Requirements for Type Test of Control Cabinet 202 Annex W Requirements for Type Test of Landing Door, Glass Car Door and Glass Car Wall 230 Annex X Requirements for Type Test of Hydraulic Pump Station 239 Annex Y Requirements for Type Test of Lift Machine 243 Annex Z Requirements for Type Test of Bearing Plates like Step and Pedal 254 Annex AA Requirements for Type Test of Roller 260 Annex AB Requirements for Type Test of Step (Pedal) Chains 264 Regulation for Type Test of Lifts 1 General Provisions 1.1 Purpose and basis This regulation is formulated according to the "Special Equipment Safety Law of the People's Republic of China" and "Regulations on Safety Supervision of Special Equipment" with a view to standardizing the type test work of lifts. 1.2 Meaning of type test The type test of lifts mentioned in this regulation refers to the technical data review, safety performance test and other activities carried out over the product by the inspection organization which is authorized to undertake type test work (hereinafter referred to as "type test organization") on the basis of product comprehensive test verification completed by the manufacturer and according to the requirements of this regulation, for the purposes of determining whether the product meets the safety technical regulations and verifying its safe reliability. 1.3 Application scope This regulation is applicable to the type test of products listed in "Product Catalogue for Type Test of Lifts" (see Annex A, hereinafter referred to as the "Catalogue"). In one of the following cases, the products listed in the "Catalogue" shall undergo type test: (1) The product is manufactured for the first time or is manufactured overseas but is put into service domestically for the first time; (2) The main parameters of product are out of the application scope; (3) The product configuration specified in the requirements for type test of products is changed; (4) There are other factors influencing the product safety performance and the General Administration of Quality Supervision, Inspection and Quarantine of the People's Republic of China (hereinafter referred to as "AQSIQ") requires carrying out the type test. 2 Procedures and Requirements 2.1 General requirements 2.1.1 Site of type test 2.1.1.1 Complete machine The complete machine type test of lift (hereinafter referred to as "complete machine test") shall be carried out in the test shaft (test site) of the manufacturer or type test organization. As for the lifts listed in the "Parameter List of Extraordinary Lifts" (see Annex B) or the lifts which are only used in single projects and with special structure, if it is really necessary to carry out complete machine test on the use spot, the lift manufacturer shall clearly declare to and obtain written consent from the user in advance, file an application to and obtain written confirmation from the type test organization, transact construction notice as required with the "Manufacturing License of Special Equipment" or "Letter of Decision on Acceptance of Special Equipment Administrative Licensing" (the copies shall be stamped with the official seal of applicant), and then is allowed to install one type-test-intended complete machine on the use spot (the complete machines used for type test hereinafter are referred to as "sample machine"). On completion of type test, the manufacturer shall conduct complete inspection over the lift, replace the worn parts and components and carry out debugging again. The type test of sample machine may be carried out simultaneously with the performance test during the process of lift installation supervision and inspection, with data shared. The installation supervision and inspection report shall be issued after the sample machine passes the type test. 2.1.1.2 Safety guards and main components The type test of safety guards and main components (hereinafter referred to as "sample") shall be carried out in the type test organization. If it is necessary to test the sample in combination with the complete machine or at the test site of manufacturer, the relevant reasons shall be explained in the type test report. 2.1.2 Site conditions of type test To carry out type test, the following test conditions shall be met: (1) During complete machine test, the temperature and humidity at workplace of sample machine, the voltage of power supply system and other environmental conditions shall meet the relevant requirements of product standards; the test site shall be tidy and be free from any articles and facilities influencing the test, and shall also be equipped with caution sign indicating "test in progress on site"; (2) During sample test, the temperature and humidity at sample test site, the voltage of power supply system and other environmental conditions shall meet the relevant requirements of product standards. 2.1.3 Obligations of manufacturer and applicant Prior to type test, the manufacturer shall carry out comprehensive test verification over the product to confirm that the safe reliability of product meets the requirements of relevant safety technical regulations. The unit (it is the lift manufacturer if it's a domestic unit and the manufacturer's authorized agency within the territory of China if it's an overseas unit, hereinafter referred to as the "applicant" collectively) applying for type test shall be responsible for the authenticity of the sample machine (sample) used for type test and the relevant data provided. During complete machine test, the applicant shall assign relevant professional personnel to cooperate in the test work on the test site. 2.1.4 Responsibilities of type test organization 2.1.4.1 Qualifications of organization and personnel The type test organization shall be approved by AQSIQ, and the type test personnel shall have corresponding type test personnel qualifications for special equipment. 2.1.4.2 Work requirements (1) The type test organization shall carry out type test within its approved work scope according to the requirements of this regulation; during the process of implementing type test, once finding any abnormal or special circumstances, the type test personnel may increase the test items by making reference to relevant standards, but shall obtain consent from the applicant and shall also obtain approval from the technical director of type test organization; (2) In the case that the sample machine (sample) used for type test and the relevant data provided involve any commercial or technical secret, the type test organization shall treat such secret in strict confidence according to the requirements of applicant; (3) As for the test apparatuses and measuring instruments used by the type test organization during type test of lifts, they shall be qualified upon verification or calibration and also be within the period of validity according to the relevant requirements. 2.1.5 Labor protection and safety During test, the type test personnel and cooperating personnel shall wear protection articles necessary for test operation and shall also abide by the safe operation specifications. In the case that the test conditions cannot be met or safety and health damages may be caused if the test is continued, the test personnel shall interrupt the test and explain the reasons to the applicant in written form. 2.2 Type test procedures The type test work procedures of lifts include application, sampling, technical data review, inspection and test, issuing of reports and certificates, and information release. 2.2.1 Application When filing application to the type test organization, the applicant shall submit the following data: (1) "Application Form for Type Test of Lifts" (see Annex C for its format); (2) Operation qualification documents of the manufacturer; (3) Operation qualification and authorization documents of overseas manufacturer's accredited agency within the territory of China; (4) Technical data to be provided as specified in the requirements for type test of products. The applicant shall file the application for application scope of type test certificate within the application scope specified in the requirements for type test of products, and shall also submit the relevant applicable technical data on difference between product and test sample machine (sample). Upon receipt of application data from the applicant, the type test organization shall confirm the data submitted, and shall also make decision on whether accepting the application within 10 workdays and reply to the applicant in written form at the same time. When the data submitted are inadequate, the applicant shall be informed by one time to supplement and correct them. 2.2.2 Sampling The samples shall be randomly taken by the type test organization from the products which are qualified upon self-inspection by the applicant, and the specific requirements of sampling are given in Annex D-"Sampling Requirements for Type Test of Lift Safety Guards and Main Components". 2.2.3 Technical data review The type test organization shall review the technical data submitted by the applicant according to the requirements of Annexes H~AB. 2.2.4 Inspection and test of sample machine (sample) The type test organization shall carry out inspection and test over the sample machine (sample) according to the requirements of Annexes H~AB. 2.2.5 Issuing of reports and certificates 2.2.5.1 Recording During the test, the test personnel shall record the test conditions and result of each item in details. For the item with requirement on test data, the actually measured data shall be recorded; for the item without requirement on test data, the on-site test conditions and result shall be simply stated in form of text. If necessary, the test records may be attached with tables or figures. The items and contents of test records shall be complete and traceable. The format of test records shall be uniformly formulated by the type test organization, and shall be formally issued and used inside the organization. 2.2.5.2 Conclusion judgment The type test conclusion shall be judged according to the following requirements: (1) When all the applicable items meet the requirements of this regulation, the sample machine shall be judged as "qualified"; (2) When any type test item of sample machine is unqualified, if corresponding correction is completed within six months and the sample machine meets the requirements of this regulation upon reinspection, the sample machine shall be judged as "qualified"; if the correction is not completed within six months or the sample machine still fails to meet the requirements of this regulation after correction, the sample machine shall be judged as "unqualified"; (3) When any type test item of sample is unqualified, the sample shall be judged as "unqualified"; when there is any unqualified item upon technical data review and the like, it shall be handled according to Item (2) above. 2.2.5.3 Handling of unqualified items (1) When there is any unqualified item upon type test, the type test personnel shall issue "Opinions on Type Test of Lifts" (hereinafter referred to as "the Opinions on Type Test", see Annex E for its format) to the applicant. (2) When the sample is concluded as unqualified in the type test and the applicant needs to carry out the type test again, the applicant shall file an application to the original type test organization. 2.2.5.4 Reports and certificates Upon completion of type test work, the type test organization shall issue the "Type Test Report for Special Equipment (Lifts)" (hereinafter referred to as "the Type Test Report") to the applicant within 15 workdays. If the sample machine (sample) is qualified upon type test, the type test organization shall also issue the "Type Test Certificate for Special Equipments (Lifts)" (hereinafter referred to as "the Type Test Certificate") at the same time. The type test certificate shall indicate the application scope which is determined according to the applicant's application scope application and the review condition of product's applicable technical data. The contents and formats of type test report and certificate shall meet the requirements of Annexes F and G and the corresponding type test requirements. 2.2.5.5 Handling of objections on results Upon receipt of the opinions on type test, type test report or type test certificate, the applicant, if having any objection on the test results, shall propose written opinion to the type test organization within 15 workdays, and the type test organization shall make written reply within 15 workdays. If the applicant still has objection on the reply of type test organization, the applicant may lodge a complaint to the type test organization approval department. 2.2.6 Information release The type test organization shall timely input the relevant type test data into the special equipment information management system according to the special equipment information management requirements within five workdays upon issuance of the type test certificate, and shall also be responsible for the authenticity and accuracy of the uploaded data. 2.3 Consistency check After the sample machine (sample) passes the initial type test, as for the safety guards and main components manufactured and used by the complete lift manufacturer who has obtained manufacturing license, the type test organization shall conduct consistency check over the manufacturer once every four years; as for the safety guards and main components of other manufacturers, the type test organization shall conduct consistency check over the manufacturer once every two years. The main contents of consistency check are as follows: (1) Whether the basic information of product are consistent with those of type test sample; (2) Whether the main configuration of product is consistent with that of type test sample; (3) Whether the main safety performance of product is qualified. The type test organization shall carry out inspection and test over the checked product according to the type test requirements of corresponding product, and the type test certificate of such product which is qualified upon check shall be updated. When finding any problem in the main safety performance of product upon consistency check, the type test organization shall timely report it to the special equipment safety supervision and administration department at provincial level at the location of manufacturer. 2.4 Changes When the name or address of the applicant or overseas manufacturer is changed, the applicant shall timely file a change application to the original type test organization with corresponding supporting information, the type test organization shall note the change condition on the "page of change condition" in type test report and shall also withdraw the original type test certificate and issue a new one at the same time. On completion of changes, the type test organization shall upload the change condition to the special equipment information management system within five workdays. 3 Supplementary Provisions 3.1 Handling of relevant cases When the applicant voluntarily applies for deregisteration or has any one of the following violations, the type test organization shall timely withdraw the original type test report and certificate and also publish the relevant information on the special equipment information management system. (1) Providing false information or sample machine (sample); (2) Counterfeiting or altering the type test report or certificate; (3) Refusing the consistency check or failing to cooperate in or delaying/hindering the consistency check without justifiable reasons; (4) Unsatisfactory consistency check; (5) Falling to complete consistency check within the specified period due to its own reason; (6) Having other acts in violation of laws and regulations. 3.2 Power of interpretation AQSIQ is responsible for the explanation of this regulation. 3.3 Implementation date This regulation shall be implemented from July 1, 2016. 1 General Provisions 2 Procedures and Requirements 3 Supplementary Provisions Annex A Product Catalogue for Type Test of Lifts Annex B Parameter List of Extraordinary Lifts Annex C Application Form for Type Test of Lifts Annex D Sampling Requirements for Type Test of Lift Safety Guards and Main Components Annex E Opinions on Type Test of Lifts Annex F Type Test Report for Special Equipment (Lifts) Annex G Type Test Certificate for Special Equipment (Lifts) Annex H Requirements for Type Test of Passenger Lifts and Goods Lifts Annex J Requirements for Type Test of Escalator and Moving Walk Annex K Requirements for Type Test of Service Lift Annex L Requirements for Type Test of Overspeed Governor Annex M Requirements for Type Test of Safety Gear Annex N Requirements for Type Test of Buffer Annex P Requirements for Type Test of Door Locking Device Annex Q Requirements for Type Test of Uncontrolled Ascending Car Protection Device (Speed Brake) Annex R Requirements for Type Test of Safety Circuit with Electronic Element, and Programmable Electronic-safety-related System Annex S Requirements for Type Test of Overspeed Valve Annex T Requirements for Type Test of Unintended Car Movement Protection Device Annex U Requirements for Type Test of Rope Fastening Annex V Requirements for Type Test of Control Cabinet Annex W Requirements for Type Test of Landing Door, Glass Car Door and Glass Car Wall Annex X Requirements for Type Test of Hydraulic Pump Station Annex Y Requirements for Type Test of Lift Machine Annex Z Requirements for Type Test of Bearing Plates like Step and Pedal Annex AA Requirements for Type Test of Roller Annex AB Requirements for Type Test of Step (Pedal) Chains 电梯型式试验规则 1 总 则 1.1 目的和依据 为规范电梯型式试验工作，根据《中华人民共和国特种设备安全法》《特种设备安全监察条例》，制定本规则。 1.2型式试验含义 本规则所称的电梯型式试验是指在制造单位完成产品全面试验验证的基础上，由经核准的承担型式试验工作的检验机构(以下简称型式试验机构)根据本规则的规定，对产品是否符合安全技术规范而进行的技术资料审查、安全性能试验，以验证其安全可靠性所进行的活动。 1.3适用范围 本规则适用于《电梯型式试验产品目录》(见附件A，以下简称《目录》)所列产品的型式试验。 《目录》所列产品有下列情况之一的，应当进行型式试验： (1)制造单位首次制造或者境外制造在境内首次投入使用的； (2)产品主要参数超出适用范围的； (3)产品型式试验要求中规定的产品配置发生变更的； (4)出现其他影响产品安全性能，国家质量监督检验检疫总局(以下简称国家质检总局)提出型式试验要求的。 2程序与要求 2.1 一般要求 2.1.1 型式试验场地 2.1.1.1 整机 电梯整机型式试验(以下简称整机试验)应当在制造单位或者型式试验机构的试验井道(试验场地)内进行。 《超常规电梯参数表》(见附件B)中所列电梯或者仅为单个项目使用结构特殊的电梯，确需在使用现场进行整机试验时，制造单位应当向使用单位明示，并且征得使用单位书面同意后向型式试验机构提出申请，经型式试验机构书而确认后，持《特种设备制造许可证》或者《特种设备行政许可受理决定书》(复印件加盖申请单位公章)，按照规定办理施工告知，方可在使用现场安装1台用于型式试验的整机(用于型式试验的整机以下统称样机)。型式试验完成后，制造单位应当对其进行全面检查，更换磨损的零部件并且重新调试。 样机型式试验与安装监督检验过程中的性能试验可以同时进行，数据共享。：安装监督检验报告应当在型式试验通过后出具： 2.1.1.2安全保护装置和主要部件 安全保护装置和主要部件(以下统称样品)的型式试验应当在型式试验机构内进行。样品确需结合整机或者在制造单位试验场地内进行试验的，应当在型式试验报告中说明原因。 2.1.2型式试验现场条件 实施型式试验时应当具备以下试验条件： (1)整机试验时，样机工作场所的温度、湿度和供电系统电压等环境条件符合产品标准相关规定；试验现场整洁，无影响试验的物品、设施，并且放置表明现场正在进行试验的警示标示； (2)样品试验时，样品试验场所的温度、湿度和供电系统电压等环境条件符合产品标准相关规定。 2.1.3制造单位与申请单位义务 型式试验前，制造单位应当对产品进行全面试验验证，确认产品安全可靠性符合有关安全技术规范要求。 申请型式试验的单位(境内是指制造单位，境外是指制造单位在中国境内的授权代理机构，以下统称为申请单位)应当对型式试验样机(样品)及所提供相关资料的真实性负责。 整机试验时，申请单位应当委派相关专业人员到试验现场配合试验工作。 2.1.4型式试验机构职责 2.1.4.1 机构资质及人员资格 型式试验机构应当经国家质检总局核准，型式试验人员应当具有相应的特种设备型式试验人员资格。 2.1.4.2工作要求 (1)型式试验机构应当在其核准范围内，按照本规则要求进行型式试验；型式试验人员实施型式试验过程中，如发现异常或者特殊情况，可以参照相关标准增加试验项目，但应当征得申请单位同意，并且经本机构技术负责人批准； (2)型式试验样机(样品)及所提供相关资料涉及商业或者技术秘密的，型式试验机构应当按照申请单位要求予以保密； (3)型式试验机构进行电梯型式试验所用的检测仪器设备和计量器具，应当按照有关规定，经检定或者校准合格，并且在有效期内。 2.1.5劳动保护和安全 试验过程中，型式试验人员和配合人员应当配备和穿戴试验作业必需的防护用品，并且遵守安全作业规程。 不具备试验条件或者继续试验可能造成安全和健康损害时，试验人员应当中止试验，并且向申请单位书面说明原因。 2.2型式试验程序 电梯型式试验工作程序，包括申请、抽样、技术资料审查、检查与试验、出具报告和证书、信息发布。 2.2.1 申请 申请单位向型式试验机构提出申请时，应当提交以下资料： (1)《电梯型式试验申请表》(格式见附件C)； (2)制造单位经营资质证明文件； (3)境外制造单位在巾国境内授权代理机构的经营资质和授权证明文件； (4)产品型式试验要求中规定提供的技术资料。 申请单位应当在产品型式试验要求中规定的适用范围内提出型式试验证书的适用范围申请，并且提交适用产品与试验样机(样品)差异部分的有关技术资料。 型式试验机构收到申请单位申请资料后，应当对其所提交的资料进行确认，并且在10个工作日内作出是否接受申请的决定，同时予以书面回复。提交资料不全的，应当一次性告知补正。 2.2.2抽样 样品由型式试验机构在申请单位内经自检合格的产品中随机抽取，抽样的具体要求见附件D《电梯安全保护装置和主要部件型式试验抽样要求》。 2.2.3技术资料审查 型式试验机构应当按照本规则附件H至附件AB的要求，对申请单位提交的技术资料进行审查。 2.2.4样机(样品)检查与试验 型式试验机构应当按照本规则附件H至附件AB的要求，对样机(样品)进行检查与试验。 2.2.5 出具报告和证书 2.2.5.1 记录 试验过程中，试验人员应当详细记录各个项目的试验情况及试验结果。有测试数据要求的项目应当记录实测数据；无测试数据要求的项目，应当用文字简单说明现场试验状况和结果。必要时，试验记录可以另列表格或者附图： 试验记录的项目及内容应当完整，并且具有可追溯性。其格式由型式试验机构统一制定，在本机构正式发布使用。 2.2.5.2结论判定 型式试验结论应当按照以下要求判定： (1)所有适用项目都符合本规则要求的，判定为“合格”； (2)样机型式试验项目出现不合格时，在6个月之内完成整改、经复检符合本规则要求的，判定为“合格”；超过6个月未完成整改或者整改后经复检仍不符合本规则要求的，判定为“不合格”； (3)样品型式试验项目出现不合格时，判定为“不合格”；其中技术资料审查等出现不合格时，按照本条第(2)项处理。 2.2.5.3不合格处理 (1)型式试验存在不合格项时，型式试验人员应当向申请单位出具《电梯型式试验意见书》(以下简称型式试验意见书，格式见附件E)。 (2)型式试验结论为不合格，申请单位需要重新进行型式试验的，应当向原型式试验机构提出申请。 2.2.5.4报告和证书 型式试验工作完成后，型式试验机构应当在15个工作日内向申请单位出具《特种设备型式试验报告(电梯)》(以下简称型式试验报告)。型式试验合格的，型式试验机构还应当同时出具《特种设备型式试验证书(电梯)》(以下简称型式试验证书)，型式试验证书上应当给出根据申请单位的适用范围申请以及适用产品技术资料市查情况所确定的适用范围。 型式试验报告和型式试验证书的内容、格式应当符合本规则附件F和附件G，以及相应型式试验要求的规定。 2.2.5.5结果异议处理 申请单位在收到型式试验意见书、型式试验报告或者型式试验证书后，对试验结果存在异议的应当在15个工作日内，向型式试验机构提出书面意见，型式试验机构应当在15个工作日内予以书面回复。对型式试验机构回复意见仍有异议的，申请单位可以向型式试验机构核准部门提出申诉。 2.2.6信息发布 型式试验机构应当在出具型式试验证书后5个工作日内，按照特种设备信息化管理的规定，及时将型式试验的有关数据输入特种设备信息化管理系统，并且对上传数据的真实性和正确性负责。 2.3一致性核查 首次型式试验合格后，对于取得制造许可证的电梯整机制造单位自制自用的安全保护装置和主要部件，型式试验机构应当每四年对制造单位进行一次一致性核查；对于其他制造单位的安全保护装置和主要部件，应当每两年对制造单位进行一次一致性核查。 一致性核查的主要内容如下： (1)产品与其型式试验样品基本信息是否一致； (2)产品与其型式试验样品主要配置是否一致； (3)产品主要安全性能是否合格。 型式试验机构应当按照相应产品型式试验要求对所核查的产品进行检查和试验，对核查结论合格的产品更新型式试验证书。 一致性核查发现产品主要安全性能存在问题的，型式试验机构应当及时报告制造单位所在地省级特种设备安全监督管理部门。 2.4 变更 申请单位和境外制造单位名称或者地址发生变更时，申请单位应当及时持相应的证明资料向原型式试验机构提出变更申请，型式试验机构确认后在型式试验报告的“变更情况页”上注明变更情况，同时收回原型式试验证书并且换发新型式试验证书。 变更完成后型式试验机构应当在5个工作日内，将变更情况上传到特种设备信息化管理系统。 3 附 则 3.1有关情况处理 申请单位自行申请注销，或者申请单位存在下列违规情况之一的，型式试验机构应当及时收回原型式试验报告和型式试验证书，并且在特种设备信息化管理系统上公布其相关信息： (1)提供虚假资料和样机(样品)的； (2)伪造、涂改型式试验报告、型式试验证书的； (3)无正当理由拒绝，或者不予配合、拖延、阻碍一致性核查的； (4)一致性核查不符合要求的； (5)因自身原因在规定期限内未完成一致性核查的； (6)其他违法、违规行为的。 3.2解释权 本规则由国家质检总局负责解释。 3.3实施日期 本规则自2016年7月1日起施行。 附件A 电梯型式试验产品目录 类 别 品 种 设备基本代码 曳引与强制驱动电梯 曳引驱动乘客电梯 3110 曳引驱动载货电梯 3120 强制驱动载货电梯 3130 液压驱动电梯 液压乘客电梯 3210 液压载货电梯 3220 自动扶梯与自动人行道 自动扶梯 3310 自动人行道 3320 其它类型电梯 防爆电梯 3410 消防员电梯 3420 杂物电梯 3430 电梯安全保护装置 限速器 F310 安全钳 F320 缓冲器 F330 门锁装置 F340 轿厢上行超速保护装置(制动减速装置) F350 含有电子元件的安全电路和可编程电子安全相关系统 F360 限速切断阀 F370 轿厢意外移动保护装置 F380 电梯主要部件 绳头组合 B310 控制柜 B320 层门 B330 玻璃轿门 B340 玻璃轿壁 B350 液压泵站 B360 驱动主机 B370 梯级、踏板等承载面板 B380 滚轮 B390 梯级(踏板)链 B3A0 附件B 超常规电梯参数表 序号 设备品种 额定参数 1 曳引驱动乘客电梯、消防员电梯 额定速度V≥6m/s，或者额定速度V>3m/s且额定载重量Q>3000kg 2 曳引驱动载货电梯、强制驱动载货电梯、液压载货电梯、防爆电梯 额定载重量Q≥5000kg 3 自动扶梯 提升高度H≥12m 4 自动人行道 使用区段长度L≥60m 附件C 电梯型式试验申请表 申请单位名称 申请单位通讯地址 申请单位注册地址 申请单位负责人 申请单位邮政编码 申请单位联系人 申请单位固定电话 联系人移动电话 申请单位传真 联系人电子邮箱 样机(样品)制造日期 制造单位名称 制造单位注册地址 制造地址 制造单位负责人 制造单位联系电话 设备类别 设备品种 产品名称 产品型号 主要技术参数 试验依据 《电梯型式试验规则》(TSG T7007-2016) 拟试验地点 拟试验日期 声明： 1.本单位承诺遵守《电梯型式试验规则》的有关规定和要求，保持所制造产品的一致性。 2.本单位提供的型式试验样机(样品)及相关资料真实有效，符合对应产品的型式试验要求，并自检合格。 (申请单位公章或者专用章) 年 月 日 型式试验机构受理意见： 型式试验机构受理人： 日期： 附件D 电梯安全保护装置和主要部件型式试验抽样要求 D1 型式试验抽样要求 (1)抽样人员填写《电梯型式试验抽样单》(格式见表D-1)，抽样单经抽样人员与申请单位代表双方签字确认； (2)抽样人员对所抽取样品在抽样现场进行有效封样，以保证样品真实性； (3)需要在型式试验机构内进行试验的样品，由申请单位负责寄(送)达型式试验机构指定的试验地点； (4)试验必须的辅助部件及材料等由申请单位提供： D2 一致性核查抽样要求 抽样人员应当首先核对制造用技术资料和现场产品与型式试验时的一致性，然后按照本附件D1的要求进行抽样，抽样基数至少为5倍型式试验所需样品数量(对于型式或者规格特殊的部件，抽样基数可以不作要求)。供抽样产品的制造日期应当在上次型式试验证书发(换)证日期之后。 D3试验后样品处置 型式试验机构进行型式试验所用的样品，在试验结束后，除试验损耗或者另有规定的以外，型式试验机构应当及时通知申请单位取回。自型式试验机构通知发出之日起30日后，申请单位不取回样品且不提出处理意见的，由型式试验机构自行处理。 表D-1 电梯型式试验抽样单 申请单位名称 申请单位通讯地址 申请单位注册地址 申请单位联系人 申请单位固定电话 联系人移动电话 申请单位传真 申请单位邮编 联系人电子邮箱 制造单位名称 制造单位注册地址 制造地址 产品名称 型号规格 产品编号 制造日期 样品数量/抽样基数 / / / / / 抽样地点 (生产线、成品库等) 封样方式 收样机构 收样地址 收样联系人 收样人固定电话 收样人移动电话 收样人传真 收样人邮编 收样人电子邮箱 抽样人： (型式试验机构专用章或者公章) 年 月 日 申请单位代表： (申请单位公章或者专用章) 年 月 日 注：本抽样单一式两份，一份交型式试验机构，一份交申请单位。 附件E 电梯型式试验意见书 申请单位名称 制造单位名称 设备品种 产品名称 产品型号 产品编号 主要技术参数 试验地点 试验日期 问题和意见： 型式试验人员： 日期： (型式试验机构专用章或者公章) 年 月 日 申请单位代表： 日期： 注：申请单位代表签字仅适用于电梯整机。 附件F 报告编号： 特种设备型式试验报告 (电梯) 设 备 类 别： 设 备 品 种： 产 品 名 称： 产 品 型 号： 制造单位名称： 申请单位名称： 型式试验类别： (首次、第X次核查) 型式试验日期： (印制型式试验机构名称) 注意事项 1.本报告是依据《电梯型式试验规则》(TSG T7007-2016)进行型式试验的报告。 2.本报告由计算机打印输出，或者用钢笔、签字笔填写，字迹要工整，涂改无效。 3.本报告无试验、审核、批准人员签字以及型式试验机构的核准证号、公章(或者专用章)和骑缝章无效。 4.本报告一式三份，一份型式试验机构存档，两份申请单位保存。 5.申请单位对型式试验结论有异议时，应当在收到本报告之日起15个工作日内向型式试验机构提出书面意见。 6.本报告仅对样机(样品)有效。 型式试验机构地址： 邮政编码： 联系电话： 电子邮箱： 目 录 电梯型式试验报告………………………………………………………………第 页 一、样机(样品)技术参数及配置表……………………………………………第 页 二、样机(样品)技术资料审查…………………………………………………第 页 三、样机(样品)检查与试验……………………………………………………第 页 四、型式试验报告变更情况页…………………………………………………第 页 电梯型式试验报告 报告编号： 设备类别 设备品种 产品名称 产品型号 产品编号 制造日期 申请单位名称 申请单位注册地址 制造单位名称 制造单位注册地址 制造地址 试验地点 样机(样品)状态 试验日期 试验条件 型式试验类别 (首次、第X次核查) 试验依据 《电梯型式试验规则》(TSG T7007-2016) 试验结论 试验： 日期： 型式试验机构核准证编号： (型式试验机构专用章或者公章) 年 月 日 审核： 日期： 批准： 日期： 共 页第 页 型式试验报告变更情况页 报告编号： 序号 项目 变更前 变更后 变更日期 承办人签章 注：变更日期处应当由型式试验机构盖章。 共 页第 页 附件G 特种设备型式试验证书 (电梯) 证书编号：TSX XXXXXXXXXXXXXXX 申请单位名称： 申请单位注册地址： 制造单位名称： 制造单位注册地址：(适用于整机) 制 造 地 址：(适用于安全保护装置和主要部件) 设 备 类 别： 设备品种： 产 品 名 称： 产品型号： 型式试验报告编号 ：(安全保护装置和主要部件列出并注明首次或者本次核查报告) 经型式试验，确认该样机(样品)符合《电梯型式试验规则》(TSG T7007-2016)的规定。 本证书适用的产品型号： 本证书适用的产品参数范围和配置见附表。 (型式试验机构盖章) (首次)发证日期： 年 月 日 (安全保护装置和主要部件)本次换证日期： 年 月 日 (安全保护装置和主要部件)下次核查日期： 年 月 日前 (印制型式试验机构名称) 注1：申请单位有责任保证产品符合安全技术规范及相关标准的规定，以及与型式试验样机(样品)的一致性。 注2：本证书不适用于下次核查日期后制造出厂的安全保护装置和主要部件产品。 注3：证书附表为本规则附件H至附件AB规定的相应产品的适用参数范围和配置表。(本注不印制)。 附录g 型式试验证书编号方法和有关说明 g1 编号基本方法 特种设备型式试验证书编号，由型式试验标志、设备基本代码、型式试验机构核准证编号中的流水编号、型式试验年份和型式试验流水编号5部分组成，应当具有唯一性，型式试验标志与设备基本代码之间用一个空格隔开，其他部分之间不用空格，其编号方法如下： 型式试验流水编号 型式试验年份 核准证编号中的流水编号 设备基本代码 型式试验标志 g2 编号含义 g2.1 型式试验标志 用“TSX”表示。 g2.2设备基本代码 电梯及其安全保护装置、主要部件的设备基本代码用4位阿拉伯数字(拼音字母)表示，编写方法详见附件A《电梯型式试验产品目录》。 g2.3核准证编号中的流水编号 型式试验机构核准证编号中的流水编号(核准顺序号)，用3位阿拉伯数字表示，也作为各型式试验机构代码一种表示。 g2.4型式试验年份 型式试验年份代码，用公元纪年的4位阿拉伯数字表示。 g2.5型式试验流水编号 型式试验流水编号，表示型式试验机构当年发出该品种产品型式试验证书的流水编号(顺序号)，用4位阿拉伯数字表示，从0001顺序编排。 g3 申请单位说明 对境外制造单位，申请单位为其授权的中国境内代理机构；对境内制造单位，申请单位即为制造单位。 附件H 乘客和载货电梯型式试验要求 H1 适用范围 本附件适用于曳引驱动乘客电梯、液压驱动乘客电梯、曳引驱动载货电梯、强制驱动载货电梯、液压驱动载货电梯、消防员电梯和防爆电梯的型式试验。 H2 引用标准 (1)GB 7588-2003《电梯制造与安装安全规范》(含第1号修改单)； (2)GB/T 10058-2009《电梯技术条件》； (3)GB/T 10059-2009《电梯试验方法》； (4)GB/T 10060-2011《电梯安装验收规范》； (5)GB 21240-2007《液压电梯制造与安装安全规范》； (6)GB/T 24479-2009《火灾情况下的电梯特性》； (7)GB 26465-2011《消防电梯制造与安装安全规范》； (8)GB 31094-2014《防爆电梯制造与安装安全规范》。 H3 名词术语 本附件采用H2引用标准和本章规定的术语。 H3.1 机器设备 是指控制柜、驱动主机、主开关、紧急操作和动态测试装置等设备。 H3.2机器设备间 是指井道内部或者外部放置全部或者部分机器设备的空间。 H3.3 电梯IC卡系统 利用集成电路(IC)卡身份认证技术对电梯乘客进行识别并授权的电子系统或者网络，例如召唤电梯、开放权限层的使用权限或者自动登录权限层的功能。 IC卡系统的身份认证方式包括但不限于密码、磁卡、移动支付、指纹、掌形、面部、虹膜、静脉等。 |
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| TSG T7007-2016, TSG/T T7007-2016, TSGT T7007-2016, TSGT7007-2016, TSG T7007, TSGT7007, TSG/TT7007-2016, TSG/T T7007, TSG/TT7007, TSGTT7007-2016, TSGT T7007, TSGTT7007 | ||